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Powers and Functions of the Governor

UPSC Civil Services• POLITY• State Executive• Powers and Functions of the Governor
Comprehensive UPSC coverage of the Governor's powers and functions under the Constitution. Covers executive, legislative, financial, judicial and discretionary powers, including appointments, legislative procedures, assent and reservation of Bills, Budget, Contingency Fund, pardoning power, Ordinance-making, hung Assemblies, floor tests and Article 356. Also includes key Supreme Court judgments, constitutional limitations, Prelims facts and traps, Mains perspective, reforms and revision maps.

Powers and Functions of the Governor

Introduction

The Governor is the constitutional head of the State and exercises a wide range of constitutional powers.

The Governor's powers can be classified into:

  • Executive powers
  • Legislative powers
  • Financial powers
  • Judicial powers
  • Discretionary powers

Although executive power is vested in the Governor, the Governor normally acts on the aid and advice of the Council of Ministers, except in constitutionally recognised areas of discretion.


1. Constitutional Basis

Important provisions relating to the Governor's powers include:

  • Article 154 — Executive power of State
  • Article 161 — Pardoning power
  • Article 163 — Aid and advice of Council of Ministers
  • Article 164 — Appointment of ministers
  • Article 166 — Conduct of State government business
  • Article 167 — Duties of Chief Minister
  • Article 168 — Governor as part of State Legislature
  • Article 174 — Summoning, prorogation and dissolution
  • Article 175 — Governor's right to address and send messages
  • Article 176 — Special address
  • Article 200 — Assent to Bills
  • Article 201 — Bills reserved for President
  • Article 202 — State Budget
  • Article 203 — Demands for Grants
  • Article 205 — Supplementary, additional or excess grants
  • Article 207 — Financial Bills
  • Article 213 — Ordinance-making power
  • Article 356 — Constitutional breakdown

2. Executive Powers

The Governor's executive powers arise mainly from:

Article 154

The executive power of the State is vested in the Governor.

The Governor exercises these powers either directly or through officers subordinate to the Governor, subject to the Constitution.


3. Appointment of Chief Minister

The Governor appoints the:

Chief Minister

Normally, the leader of the majority party or coalition in the Legislative Assembly is appointed Chief Minister.

In a hung Assembly, the Governor may exercise constitutional discretion in determining whom to invite to form the government.

The ultimate test of majority should ordinarily be:

Floor Test


4. Appointment of Other Ministers

The Governor appoints other ministers:

On the advice of the Chief Minister

Thus:

Chief Minister
      ↓
Advises Governor
      ↓
Governor appoints Ministers

The Council of Ministers is collectively responsible to the:

Legislative Assembly

5. Appointment of Advocate General

Under:

Article 165

the Governor appoints the:

Advocate General of the State

The Advocate General is the highest law officer of the State.

6. Appointment of Other Constitutional Authorities

The Governor has certain appointment functions under the Constitution and laws.

These may include appointments to specified State constitutional bodies or authorities where the Constitution or legislation assigns such a role.

The Governor's appointment powers must therefore be distinguished from appointments made by:

President
State Government
State Public Service Commission
High Court
7. Conduct of State Government Business

Under:

Article 166

all executive action of the State Government is expressed to be taken in the:

Name of the Governor

The Governor also makes rules for:

More convenient transaction of State government business
Allocation of business among ministers

These functions operate within the parliamentary system.

8. Information from Chief Minister

Under:

Article 167

the Chief Minister has constitutional duties towards the Governor.

The Chief Minister must:

Communicate decisions of the Council of Ministers relating to State administration and legislative proposals
Furnish information relating to State administration when called upon
Submit matters for consideration of the Council of Ministers when required by the Governor

Thus, the Governor has a constitutional right to receive information about State administration.

9. Legislative Powers

The Governor is an integral part of the State Legislature.

Article 168

The State Legislature consists of:

Governor + Legislative Assembly + Legislative Council, where applicable

Therefore, the Governor has important legislative functions.

10. Summoning the Legislature

Under:

Article 174

the Governor summons the Houses of the State Legislature.

The Governor may also:

Prorogue the Legislature
Dissolve the Legislative Assembly

The Governor normally exercises these functions on the aid and advice of the Council of Ministers.

11. Governor's Address to Legislature

Under:

Article 175

the Governor may:

Address the Legislative Assembly
Address both Houses where a State has a bicameral legislature
Send messages to the House or Houses

The Governor's address allows communication between the constitutional head and the Legislature.

12. Special Address
Article 176

The Governor delivers a special address:

At the first session after each general election to the Legislative Assembly
At the first session of each year

The address outlines the policies and programmes of the State Government.

13. Nomination to Legislative Council

In a State having a Legislative Council, the Governor nominates:

One-sixth of the members of the Legislative Council

These nominees should have special knowledge or practical experience in:

Literature
Science
Art
Cooperative movement
Social service

This power is provided under:

Article 171

14. Assent to Bills

Under:

Article 200

when a Bill is presented to the Governor, the Governor may:

Give assent
Withhold assent
Return the Bill for reconsideration, where constitutionally permitted
Reserve the Bill for consideration of the President

A Money Bill cannot be returned for reconsideration.

15. Reservation of Bills

The Governor may reserve certain Bills for the consideration of the:

President

Reservation is constitutionally mandatory in specified situations, such as a Bill that would endanger the position of the High Court where applicable under the constitutional framework.

The Governor may also reserve Bills in other constitutionally permitted circumstances.

16. Governor and Money Bills

A Money Bill can be introduced in the State Legislature only with the:

Prior recommendation of the Governor

The Governor cannot return a Money Bill for reconsideration.

After a Money Bill is presented, the Governor may:

Give assent
Withhold assent
Reserve it for the President
17. Financial Powers

The Governor has important constitutional responsibilities regarding State finances.

The Governor:

Causes the State Budget to be laid before the Legislature
Causes demands for grants to be presented
Recommends introduction of certain financial Bills
Can authorise advances from the State Contingency Fund as provided by law
18. State Budget

Under:

Article 202

the Governor causes the:

Annual Financial Statement

to be laid before the State Legislature.

This statement is commonly known as the:

State Budget

The Governor does not personally prepare the Budget.

It is prepared by the elected government and presented in the Governor's name.

19. Demand for Grants

Under:

Article 203

no demand for a grant can be made except on the:

Recommendation of the Governor

This reflects the Governor's constitutional role in State financial procedure.

20. Financial Bills

Under:

Article 207

certain financial Bills require the:

Governor's recommendation

before introduction in the State Legislature.

This is an important constitutional financial safeguard.

21. Contingency Fund

The State Contingency Fund is placed at the disposal of the:

Governor

under the constitutional and statutory framework.

The Governor can authorise advances from the Fund to meet:

Unforeseen expenditure

pending authorisation by the Legislature.

22. Judicial Powers

The Governor has limited judicial powers.

The most important is:

Pardoning power under Article 161

23. Pardoning Power

The Governor can grant:

Pardon
Reprieve
Respite
Remission
Commutation

in cases involving offences against laws relating to matters within the State's executive power.

24. Governor vs President — Pardoning Power
Governor	President
Article 161	Article 72
State executive sphere	Union executive sphere + specified additional cases
Cannot pardon a death sentence	Can pardon a death sentence
Can suspend/remit/commute a death sentence	Can pardon, reprieve, respite, remit or commute in constitutional cases

The Governor can, however, suspend, remit or commute a death sentence under the constitutional framework.

25. Ordinance-Making Power

Under:

Article 213

the Governor can promulgate an:

Ordinance

when:

The State Legislature is not in session
Immediate action is considered necessary

An Ordinance has the same force and effect as an Act of the State Legislature, subject to constitutional limitations.

26. Ordinance and Legislative Approval

An Ordinance must be laid before the State Legislature.

It ceases to operate:

Six weeks after the reassembly of the Legislature

unless earlier withdrawn or replaced by legislation.

Where the State has a bicameral legislature, the six-week period is calculated from the later date of reassembly of the two Houses.

27. Governor's Discretionary Powers

The Governor has certain constitutionally recognised discretionary powers.

Important situations include:

Appointment of Chief Minister in a hung Assembly
Calling for a floor test where majority is in doubt
Reserving certain Bills for the President
Sending a report to the President under Article 356
Performing functions where the Constitution expressly provides for discretion

The Governor's discretion is:

Limited and constitutionally controlled

28. Governor in Hung Assembly

If no party or alliance has a clear majority, the Governor may need to determine whom to invite to form the government.

The objective should be:

Identifying the person most likely to command the confidence of the Assembly

Once a government is formed, its majority should ordinarily be tested on the:

Floor of the House

29. Governor and Floor Test

The Governor should not ordinarily determine majority through personal assessment.

Where the majority of a government is in doubt:

Floor Test = Constitutional mechanism for determining majority

This principle has been reinforced through Supreme Court judgments.

30. Governor and Article 356

Under:

Article 356

the Governor may submit a report to the President indicating that the government of the State cannot be carried on in accordance with the Constitution.

The report can become an important input in considering:

President's Rule

However, the Governor's report is not automatically conclusive.

31. Constitutional Limitations

The Governor's powers are subject to:

Constitution
Fundamental Rights
Judicial Review
Parliamentary government
Aid and advice
Constitutional conventions

The Governor cannot treat constitutional powers as personal political authority.

32. Important Supreme Court Judgments
S.R. Bommai v. Union of India — 1994

Important for:

Article 356
Federalism
Judicial Review
Floor Test
Rameshwar Prasad v. Union of India — 2006

Examined the dissolution of the Bihar Legislative Assembly and limits on constitutional powers.

Nabam Rebia v. Deputy Speaker — 2016

Examined the Governor's discretionary powers and constitutional limitations.

B.P. Singhal v. Union of India — 2010

Examined the removal of Governors and held that the President's pleasure does not permit arbitrary removal.

Shamsher Singh v. State of Punjab — 1974

Established the broader principle that constitutional heads generally exercise powers on the aid and advice of the Council of Ministers, except in constitutionally recognised discretionary situations.

33. Powers — Master Classification
GOVERNOR
│
├── EXECUTIVE
│   ├── Appoints CM
│   ├── Appoints Ministers
│   ├── Appoints Advocate General
│   └── Conducts State Government Business
│
├── LEGISLATIVE
│   ├── Summons Legislature
│   ├── Prorogues Legislature
│   ├── Dissolves Assembly
│   ├── Addresses Legislature
│   ├── Assent to Bills
│   ├── Reserves Bills
│   ├── Nominates Legislative Council Members
│   └── Ordinance — Article 213
│
├── FINANCIAL
│   ├── Budget
│   ├── Demands for Grants
│   ├── Financial Bills
│   └── Contingency Fund
│
├── JUDICIAL
│   └── Pardoning Power — Article 161
│
└── DISCRETIONARY
    ├── Hung Assembly
    ├── Floor Test
    ├── Bill Reservation
    └── Article 356 Report
34. UPSC Prelims Facts
Executive power of State → Article 154
Governor's pardoning power → Article 161
Council of Ministers aids Governor → Article 163
Governor forms part of State Legislature → Article 168
Legislative Council nominations → Article 171
Summoning and prorogation → Article 174
Governor's right to address → Article 175
Special Address → Article 176
Assent to Bills → Article 200
Bills reserved for President → Article 201
State Budget → Article 202
Demands for Grants → Article 203
Financial Bills → Article 207
Ordinance → Article 213
Constitutional breakdown → Article 356
35. UPSC Prelims Traps
Trap 1

"The Governor is the real executive of the State."

False

The Chief Minister-led Council of Ministers is the real executive.

Trap 2

"The Governor can return a Money Bill for reconsideration."

False

A Money Bill cannot be returned for reconsideration.

Trap 3

"The Governor can pardon a death sentence."

False

The Governor can suspend, remit or commute a death sentence but does not possess the President's power to pardon a death sentence.

Trap 4

"Governor's Ordinance power is under Article 123."

False

Article 123 → President

Article 213 → Governor

Trap 5

"The Governor nominates one-third of the Legislative Council."

False

The Governor nominates:

One-sixth

of the Legislative Council.

Trap 6

"Governor can determine majority of a government personally."

False

Where majority is disputed, the floor of the House is ordinarily the appropriate forum.

Trap 7

"Governor can exercise unlimited discretion."

False

Discretion is constitutionally limited and subject to judicial principles.

36. Governor's Powers — Quick Revision
EXECUTIVE
↓
CM + Ministers + Advocate General

LEGISLATIVE
↓
Summon + Prorogue + Dissolve
Address + Bills + Ordinance

FINANCIAL
↓
Budget + Grants + Financial Bills
+ Contingency Fund

JUDICIAL
↓
Article 161
Pardon + Reprieve + Respite
Remission + Commutation

DISCRETIONARY
↓
Hung Assembly
Floor Test
Bill Reservation
Article 356
37. Article Memory Map
154 → Executive Power
161 → Pardoning Power
163 → Aid + Advice
164 → Ministers
168 → Governor + Legislature
171 → Legislative Council Nominations
174 → Summon + Prorogue + Dissolve
175 → Address + Messages
176 → Special Address
200 → Assent to Bills
201 → Reserved Bills
202 → State Budget
203 → Demands for Grants
207 → Financial Bills
213 → Ordinance
356 → President's Rule
38. Mains Perspective

The Governor's powers reflect the constitutional balance between:

Formal Executive Authority + Democratic Ministerial Government + Limited Constitutional Discretion

The Governor's office is therefore neither purely ceremonial nor an independent political executive.

Its effectiveness depends on:

Constitutional neutrality
Respect for elected government
Proper use of discretion
Floor-test principles
Federal sensitivity
Judicial accountability
39. Way Forward
Constitutional Neutrality

The Governor should remain above day-to-day partisan politics.

Respect for Floor Tests

Legislative majority should ordinarily be established on the floor of the House.

Limited Discretion

Discretion should be exercised only where constitutionally justified.

Timely Decisions

Constitutional decisions on Bills and government formation should avoid unnecessary delays.

Cooperative Federalism

The Governor should function as a constitutional bridge between Union and State rather than as a political intermediary.

40. Final Takeaway

The Governor's powers can be remembered through five categories:

Executive → Legislative → Financial → Judicial → Discretionary

The central constitutional principle is:

Governor has extensive formal powers, but normally exercises them within the parliamentary framework on the aid and advice of the Council of Ministers.

For UPSC, remember the core Articles:

154 → Executive

161 → Pardon

163 → Aid and Advice

168 → Legislature

174–176 → Legislative Functions

200–201 → Bills

202–207 → Finance

213 → Ordinance

356 → Constitutional Breakdown